Privacy Policies and Practices
Protect client information

Physical, electronic, and procedural safeguards have been implemented. Personal information is never sold or traded.

Personal information may include and is not limited to questionnaires, applications, account opening documents, forms you complete, data about your transactions, and from various outside vendors and sources such as consumer reporting agencies.

Personal information, including non-public, may be utilized to offer services and to serve client relationships. Examples include providing information to W&M employees and affiliates, regulators, and to third party service providers such as custodians and broker/dealers, advisors, and consultants.

Other disclosures may be required by law, authorized by you, or made in the reasonable conduct of our business.

Contact any W&M Investment Advisor for additional information, prospectuses, and the ADV Part II.


Securities offered through Syndicated Capital, Inc.
1299 Ocean Avenue, Suite 210
Santa Monica, CA 90401
Member FINRA and SIPC
Past performance is not indicative of future returns.
There are no guarantees of success. You may gain or lose money.